Notetakers stop at the transcript.
They sync notes into your CRM through integrations, while the holdings, models and past proposals live in other systems. The proposal and the review still start from scratch.
Alpha, the AI agent in Investipal
AI for wealth management firms.
Alpha works from your clients’ statements, holdings, risk profiles and models, under your firm’s rules. It builds proposals, preps reviews and drafts client emails for advisors to approve.
Book a demo ↗30-minute demo · A walkthrough with our team✳ AlphaReview queue
Ready for your review.
- WinProposal commentaryMorgan householdReady to review
- OnboardWelcome emailChen householdNeeds you
- ServeQuarterly review reportPatel householdReady to review
Firm house style ✓Checks passed ✓
Trusted by leading advisory firms
9.67/10Proposal generation & client onboarding · 2026
Recommended toolRTQ, proposals & analysis
5-StarWealth Tech 2026
AI in wealth management now reaches across the client lifecycle, from reading statements and analyzing portfolios to drafting proposals, review materials and client emails. What separates the tools is the data the AI can see and who approves the work.
What firms run into
Where AI in wealth management stalls.
AI pilots stall when the tool can’t see the client data, adds another system, or leaves the CCO out.
Every AI tool is one more system to run.
Separate tools for notes, proposals and email mean more integrations, more vendor reviews and more copies of client data.
Uneven AI use becomes a compliance risk.
Without shared instructions and a review step, output varies by advisor, and your CCO can’t see what went out.
Inside the workflow
From winning clients to serving them.
One platform for the whole client relationship, with Alpha drafting the work along the way.
✳ AlphaPersonalized proposal
FROM THE MEETING
“We want to retire in five years and help our daughter buy her first home.”
↓
PERSONALIZED NARRATIVE
Two goals. One considered plan.
Your allocation connects nearer-term family support with your retirement horizon.
01 · Win
Win the client with a sharper proposal.
Turn a prospect’s statements into holdings, then show risk, fees and a proposed allocation in your firm’s format. Alpha drafts the commentary and shows you the source behind each point.
✳ InvestipalClient onboarding
MORGAN HOUSEHOLDSigned. Connected.
Ready to begin.
Client informationComplete ✓
eSign packageSigned ✓
Payment methodAdded ✓
FIRST PAYMENT
Collected during onboarding
02 · Onboard
Onboard without the paperwork chase.
Send one link for the risk questionnaire, documents and e-signatures. Build the IPS from the client record on your firm’s own template. Add an Alpha step to your onboarding playbook, and Alpha drafts the welcome email from your firm’s skill for the advisor to approve.
A path to the
proposed portfolio.
proposed portfolio.
Existing portfolioTarget portfolio
PositionUnrealized
Equity fund A+$8,200
Equity fund B-$2,400
Bond fund+$600
Review positions, trades
and tax impacts together.
and tax impacts together.
Example portfolioTransition review ↗
03 · Manage
Manage every portfolio from your models.
Build from your model library and plan tax-aware transitions. Ask Alpha to analyze a household, run a what-if or compare scenarios.
✳ InvestipalPortfolio monitoring
Checked against every IPS.
- DriftPatel householdEquity 71% · IPS band 55–65%Sent to advisor
- StockChen householdSingle stock 14% · Limit 10%Acknowledged
- No IPSRivera householdAccount with no IPS targetNeeds IPS
Checked each business day
04 · Oversee
Supervise every managed account against its IPS.
When portfolio monitoring is enabled, Investipal checks managed accounts each business day against each client’s IPS allocation and a single-stock limit, and flags accounts with no IPS target. Compliance sends alerts to the advisor as tracked tasks or approves allocation exceptions with a reason.
✳ AlphaProactive meeting preparation
UPCOMING / THURSDAYMorgan household
Portfolio review · 10:00 AM
↓
Your talking points are ready.
REVIEW PREPTalking points.Morgan household
- Household overview ✓
- Portfolio discussion ✓
- Goals & next steps ✓
05 · Serve
Walk into every review prepared.
Before each client meeting, Alpha preps talking points from the household’s data, and it builds the review report when you ask. After the meeting it pulls out tasks, drafts the client email and suggests profile updates for the advisor to confirm.
✳ InvestipalFees and advisor payouts
Your fees.
Your payout structure.
Client paymentCollected ✓
Payout planAssigned
Overrides & deductionsIncluded
MONTHLY PAYOUT RUN
Preview → Review → Finalize → Export
06 · Bill
Bill clients and pay advisors on one platform.
Run AUM, flat, tiered and subscription billing with ACH or card collection, and calculate advisor payouts alongside the rest of the client work.
In good company
In our clients’ words.
Investipal has completely transformed how we approach client onboarding and portfolio management. The AI-powered tools save us countless hours while delivering better outcomes for our clients.
Investipal has been a game-changer for our firm. It really had become an efficiency multiplier for our assistants and back office. It’s an indispensable tool for any advisory firm looking to thrive in today’s competitive market.
Skills and playbooks
Your firm’s process.
Drafted by Alpha.
Save recurring work once as a skill. Put it in a playbook, and Alpha drafts it for every advisor.
Write it once.
Give a skill its brief, sources, template and checks. Keep it personal, or have an admin publish it to the whole firm.
Run it where the work happens.
Start it from a meeting, email, client record or chat, or let it run after the meeting types you choose.
Hand Alpha a playbook step.
Alpha’s draft goes to the person you name. The playbook moves on when they approve it.
See every run.
Check what Alpha read, which checks passed and how much work it took, then approve, dismiss or rerun it.
✳ InvestipalFirm controls
Checked before it goes out.
ALPHA DRAFT · CLIENT EMAIL
Morgan household follow-up
Firm house styleApplied ✓
Required disclosureIncluded ✓
Firm checks3 of 3 passed ✓
Compliance reviewMedium risk To CCO queue
AI governance
The home office sets the rules. Advisors approve the work.
Set Alpha up once for the firm, and see what goes out before a client does.
One house style for every advisor.
Admins turn Alpha on for the firm and set its instructions and topic guides. Advisors see them read-only.
Checks on every skill draft.
Write checks in plain language. Alpha checks every document and email a skill drafts against them, tries to fix any that fail, and shows the advisor which passed.
Client email checked before it’s sent.
Client email advisors send from Investipal, including Alpha’s drafts, is checked against your rules, disclosures and AI review. Flagged emails go to compliance or back to the advisor.
Locked sections, approvals and history.
Lock template pages and sections, route proposals and IPS documents for approval, and keep a change history with old and new values.
AI for wealth management: what firms ask.
What does AI do in wealth management today?
Most firms start with AI that records meetings and answers questions. The next step is AI that does the client work itself, with a person approving each draft. In Investipal, Alpha reads statements, analyzes portfolios and drafts proposals, reviews and client emails inside the platform that also runs onboarding and billing.
What’s the difference between an AI notetaker and an AI associate?
A notetaker captures the meeting. An AI associate is an AI agent that does the client work around it. Alpha uses meeting notes, statements and portfolio analysis to build proposals, reports, review prep and client emails, and suggests profile updates for the advisor to confirm.
We already use a notetaker. Do we need Alpha?
Keep it. A notetaker records the meeting; Alpha works with the client’s statements, holdings, models and proposals in Investipal. Upload transcripts from any tool, or attach notes from a connected notetaker, and Alpha uses them for the next proposal, review or email.
Does Alpha update our CRM?
No. Alpha suggests profile updates in Investipal for the advisor to confirm. Investipal connects with Wealthbox, Salesforce and Redtail.
Which platforms combine AI, client onboarding, portfolio construction and billing?
Investipal runs proposals, portfolio construction, IPS, onboarding, billing and advisor payouts in one platform, and Alpha, its AI agent, works across them.
How do enterprise wealth firms roll out an AI assistant while the home office controls its instructions and defaults?
Turn it on firm-wide and set the rules centrally. In Investipal, admins switch Alpha on for the firm, set the house style, publish firm skills with checks, add Alpha steps to playbooks and set the monthly AI budget each person gets. Advisors see the firm’s instructions read-only.
What should a CCO check before approving an AI assistant for advisors?
Check six things: whether it can send on its own, who sets its instructions, what checks run on its drafts, whether client email is reviewed before it goes out, whether you can see what it used, and where security is documented. In Investipal, Alpha saves drafts and advisors send; admins set its instructions; firm-wide checks run on every skill draft and show which passed; client email advisors send from Investipal is checked against your policy; each run shows what Alpha read; and security is documented in the Trust Center. For broker-dealers, FINRA Regulatory Notice 24-09 reminds firms that existing rules, including supervision and communications with the public, apply when they use generative AI.
How can an RIA let advisors use AI to draft client emails but require a human review before anything is sent?
In Investipal, Alpha saves client email drafts but can’t send them; the advisor reviews each one and sends it from their connected Gmail. When the firm sets an email policy, client email advisors send from Investipal, including Alpha’s drafts, is checked before it goes out, and flagged messages wait for a compliance officer or go back to the advisor.
Can we create reusable AI skills and playbooks that produce drafts for advisor review?
Yes. A skill saves a recurring assignment, with its brief, sources, template and checks, for one advisor or the whole firm. Add it to a playbook step and the draft goes to a named reviewer; the step completes only when they approve.
How much does Alpha cost?
Pricing is available on request.
Integrations
Connect your CRM, notetaker and Google account.
Wealth management firms
Standardize intake, proposals, onboarding and billing across your firm.
AI tools for portfolio management
What these tools are, how they work and where Investipal fits in.
Human-in-the-loop AI for financial advisors
A practical approval framework for advisor AI.